Broker Back Office System
Operations, reconciliation, settlement, accounting, and compliance workflows for brokerages.
The Broker Back Office System helps securities brokers and capital market firms manage the operational work that happens after orders are placed. It supports client records, trade capture, allocation, settlement tracking, fees, commissions, reconciliation, statements, accounting exports, and operational controls. The goal is to reduce manual spreadsheets and give brokerage teams a reliable system of record.
Key Features
Trade and Settlement Records
Track executed trades, settlement dates, client allocations, fees, taxes, commissions, and status changes.
Client and Account Management
Maintain client profiles, account documents, risk classifications, contacts, and operational status.
Reconciliation Workflows
Compare trades, cash, fees, and settlement records against internal and external files.
Statements and Reports
Generate client statements, management reports, operational dashboards, and export files.
How It Works
Import or Capture Trades
Bring execution and allocation data into a controlled back-office workflow.
Process Operations
Calculate fees, track settlement, reconcile records, and manage client account updates.
Report and Export
Produce statements, operational reports, compliance files, and accounting exports.
Who It's For
Brokerage Operations
Replace spreadsheet-based trade operations with a controlled workflow and system of record.
Finance and Reconciliation
Track fees, receivables, payables, cash movements, and accounting exports.
Compliance Support
Maintain audit trails, client records, reports, and operational evidence.
Integrations
Order Management System
Receive orders, executions, allocations, and trade status from front-office workflows.
Accounting
Export journal entries, fees, commissions, and settlement records for finance teams.
Document Management
Link client files, onboarding documents, statements, and operational evidence.
Frequently Asked Questions
Interested in Broker Back Office System?
Schedule a demo or talk to our team about how Broker Back Office System can work for your business.
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